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Registration and Ongoing Obligations of SIBA Registered Persons

This Guidance Note sets out the registration and continuing obligations of a Securities Investment Business Act registered person (“Registered Person”) registered with, the Cayman Islands Monetary Authority (“CIMA”) under the Securities Investment Business Act (2020 Revision) (“SIBA”).

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Jonathan McLean

Partner and Head of Banking & Regulatory

Tel:+1 (345) 814-7930

,

Megan Wright

Partner and Head of Corporate

Tel:+1 (345) 814-7904

Registration and Obligations of SIBA Registered Persons

This publication is for general guidance and is not intended to be a substitute for specific legal advice. Specialist advice should be sought about specific circumstances.

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Publication Recognition - Chambers & Partners
Stuarts Walker Hersant Humphries “impresses clients with its responsiveness, industry knowledge and value for money, especially when compared to some of the larger firms in the domicile.”
Publication Recognition - Legal 500
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Fund Client Testimonial - IFLR 1000
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Client Testimonial - Chambers & Partners
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Fund Client Testimonial - Legal 500
“The partners roll up their sleeves, take great pride in the work they do and go to great lengths to make themselves available.”
Client Testimonial - Chambers & Partners
“Stuarts Walker Hersant Humphries, understands the complex issues we face and the firm offers substantial value in relation to the fees charged.”
Legal 500
“They are very thorough, knowledgeable and most importantly very responsive.”
Fund Client Testimonial - IFLR 1000
“Their strongest point is their customer service. They are incredibly responsive and helpful in meeting our deadlines.”
Fund Client Testimonial - Chambers & Partners
“They provide straightforward, practical advice and the level of attention we receive is very high. They are good at dealing with commercial matters in a commercial context.”
Legal 500

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