Expertise

Compliance Services

Stuarts can advise on all aspects of financial regulatory compliance services to meet our client’s needs and legal and regulatory obligations.

AEOI Compliance Services

We assist with all aspects of automatic exchange of information (FATCA and CRS) classification and drafting supporting policies & procedures.

Compliance Policies & Procedures

We assist with creating and drafting requisite policies & procedures and manuals for clients to cover such matters as anti-money laundering, data protection, automatic exchange of information and governance manuals.

ISIN Registration

We assist clients with registering for International Securities Identification Numbers (ISINs) and listing securities on the Cayman Islands Stock Exchange for whom Stuarts is a listing agent.

AML Officer Appointments: AMLCO, MLRO and DMLRO

We provide anti-money laundering officers as well as compliance manuals for our clients.

Data Protection Services

We provide data protection advice and compliance manuals for our clients.

“Compact independent firm that remains a sound choice for funds counsel in the jurisdiction. Well versed in acting for fund managers, promoters and international investors, providing guidance on the structuring and formation of funds, portfolio transactions and regulatory compliance issues, as well as restructuring and litigation. Notable for its expertise in cryptocurrency funds and related investments.”
Publication Recognition - Chambers & Partners
Stuarts Humphries “impresses clients with its responsiveness, industry knowledge and value for money, especially when compared to some of the larger firms in the domicile.”
Publication Recognition - Legal 500
“Boutique firm offering prompt personal service and expertise covering a wide range of areas.”
“Very responsive team with wide knowledge on funds-related issues, including crypto funds.”
Fund Client Testimonial - IFLR 1000
“They are just phenomenal, the advice that they give strikes a real balance between business and legal issues, and they have real-world solutions instead of sitting in an ivory tower.”
Client Testimonial - Chambers & Partners
“The team gives prompt responses and is able to distill complex questions into easy-to-understand issue.”
Fund Client Testimonial - Legal 500
“The partners roll up their sleeves, take great pride in the work they do and go to great lengths to make themselves available.”
Client Testimonial - Chambers & Partners
“Stuarts Humphries, understands the complex issues we face and the firm offers substantial value in relation to the fees charged.”
Legal 500
“They are very thorough, knowledgeable and most importantly very responsive.”
Fund Client Testimonial - IFLR 1000
“Their strongest point is their customer service. They are incredibly responsive and helpful in meeting our deadlines.”
Fund Client Testimonial - Chambers & Partners
“They provide straightforward, practical advice and the level of attention we receive is very high. They are good at dealing with commercial matters in a commercial context.”
Legal 500

More Testimonials

News

Read all insights

crs fatca deadlines 2024 cayman islands

CRS and FATCA Reporting Deadline Reminder 2024

Clients are reminded of the following important filing dates for Financial Institutions (FIs) under the CRS and FATCA Regime and Economic Substance regime filings with the Tax Information Authority in the Cayman Islands. Additionally, clients are...

full and frank disclosure in the cayman islands courts

Cayman Islands Litigation: Duty of Full and Frank Disclosure

It is a core principle of justice in the Cayman Islands that both an Applicant and a Respondent be given an opportunity to address the Court before a Court Order is made. However, in certain circumstances, the Cayman Islands Court does allow an Applicant to...

stuarts in business reporter web3 in the cayman islands

Stuarts in Business Reporter: Empowering Web3 through Legislation

Stuarts is pleased to be a contributing author in the Business Reporters' Digital Transformation Edition: Empowering Web3 Expansion through Innovative Legislation. Managing Director, Chris Humphries and Partner, Jonathan McLean ...

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Contact our office
- - Cayman Islands
  - - +1 (345) 949-3344
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